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CASE STUDY

Fintech Startup Achieves SOC 2 Compliance in 3 Months

The Challenge

A fast-growing fintech startup needed to achieve SOC 2 compliance to serve enterprise customers, but lacked the internal expertise and tools to manage compliance efficiently. Manual processes were slowing down their sales cycle.

Our Approach

We built an integrated compliance platform that automates evidence collection, policy management, and risk assessments. The platform streamlines audit preparation and provides real-time compliance visibility.

Conducted comprehensive compliance gap analysis to identify requirements and deficiencies

Designed automated evidence collection workflows that capture compliance data continuously

Built policy management system that tracks policy versions, approvals, and attestations

Developed risk assessment framework that identifies and prioritizes compliance risks

Created audit preparation tools that generate compliance reports and evidence packages

Implemented real-time compliance dashboards that provide visibility into compliance status

Key Features

Automated evidence collection and documentation

Policy lifecycle management and tracking

Risk assessment and prioritization framework

Audit preparation and reporting tools

Real-time compliance dashboards

Multi-framework compliance support

Impact & Results

Achieved SOC 2 Type II compliance in 3 months, accelerating enterprise sales

Reduced compliance audit preparation time by 60% through automation

Automated evidence collection, eliminating manual documentation work

Enabled proactive compliance management across multiple regulatory frameworks

Unlocked enterprise sales opportunities worth $2M+ in annual recurring revenue

Technologies & Capabilities

Compliance AutomationRisk ManagementPolicy GovernanceAudit ManagementSecurity ControlsDocument ManagementWorkflow Automation

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